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Disclosures

At Universal Value Advisors, LLC, we recognize the importance of protecting your privacy and we have policies in place to maintain the confidentiality and security of your personal information.

As a Registered Investment Advisor (RIA), Universal Value Advisors must make certain disclosures to our clients. Below are links to those disclosure documents.

The following policy is designed to help you understand what information we collect from you and how we use that information to serve your account.

Confidentiality & Securities

We restrict access to nonpublic, personal information about you to those employees and agents who need to know that information to provide products and services to you. We maintain physical, electronic, and procedural safeguards to protect your nonpublic, personal information.

Categories of Information That Universal Value Advisors Discloses and Parties to Whom Universal Value Advisors Discloses

We do not disclose any nonpublic, personal information about our customers or former customers to anyone (unaffiliated third parties) unless necessary to deliver our products and services, or unless required by the government, law, court order or regulation.

Categories of Information That Universal Value Advisors Collects

We collect nonpublic personal information from the following sources:

  • Information we receive from you on application or other forms;
  • Information about your transactions with us and
  • Information we receive from consumer-reporting agencies.

Disclaimer

We have contracted with third party providers whose employees may see transactions in your accounts or your other nonpublic information. The firms with which we contract have strict privacy guidelines and policies regarding the confidentiality of the information that they see.

If you have more than one account managed by Universal Value Advisors, you may receive multiple notices. You may also receive such notices from our third party providers. For questions, please call us at (775) 284-7778.